Los Angeles – Compliance Analyst – BSA (107961)

Karen has been a Compliance Analyst for six years.

She is seeking an opportunity with a greater Los Angeles area bank.

Karen’s career skills as a bank Compliance Analyst include:

  • In charge of overseeing the BSA compliance department.
  • Help monitor, identify and analyze on an-on going basis, high risk customers and business accounts for suspicious/unusual activity and compile complete and accurate supporting documentation of suspicious activity.
  • Conduct yearly reviews on Exempt clients and assist with Enhanced Due Diligence (EDD) reviews
  • Conducted 90 day reviews for all new accounts on a monthly basis.
  • Prepare and approve SAR narratives and TRA (Transaction Review Analysis) reports as needed and ensuring complete documentation is secured and maintained as required by law.
  • Recommend account closures as warranted under the account closing procedures set forth in the Bank’s BSA/AML Compliance Program and procedures as directed by the BSA/AML Officer.
  • Monitored and tracked all FCRM (Financial Crime Risk Management) alerts on a daily basis.
  • Conducted due diligence investigations on select customers.
  • Interact with the branch operation for questions regarding unusual or suspicious account activity during alerts/high risk investigations.
  • Oversaw CTR reporting for all unusual cash behavior accounts.
  • Approved International wires incoming/outgoing.
  • Reviewed Monetary Instrument (MI) Logs daily for accuracy.
  • Handled all OFAC requests from banking centers.

Karen is asking for a base salary minimum of $72K.

Kindly call Jeanie Maher or Tom Szmanda at 847-325-5457 or email us at: jeanie@symicorgroup.com.