San Francisco – Chief Compliance Officer (107622)

Roger has been a Compliance Officer for 25+ years.

He is seeking an opportunity with a San Francisco area bank.

Roger’s career skills as a Chief Compliance Officer include:

  • Experience in building, developing, implementing and leading successful risk-based enterprise-wide compliance.
  • Lead and implemented BSA/AML/OFAC and legal programs for various financial institutions.
  • Served on the Board as the approved BSA Officer.
  • Built and implemented a compliance risk management program.
  • Built and lead compliance and legal infrastructure.
  • Worked with regulators to obtain and maintain required money transmission licenses.
  • Recognized compliance expert who has acted on behalf of the American Banking Association, dealing with theft issues.
  • Developed and managed a comprehensive global compliance risk assessment process to assess internal controls and help business partners enhance controls and address compliance exceptions.
  • Established excellent internal and external relationships with auditors, regulators, department head and service vendors.

Roger is asking for a base salary minimum of $200K.

Kindly call Jeanie Maher or Tom Szmanda at 847-325-5457 or email us at: