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Sr. Compliance Officer – Nashville, TN – 930

Who We Are

Bankers Recruiting Bankers – The Symicor Group is a boutique bank-only talent acquisition firm based in Chicago.  Our nationally unique value proposition centers around providing the very best available banking talent to our valued clients…from a banker’s perspective.  In fact, most of our recruiters are former bankers themselves! We know banking and how to evaluate the very best banking talent available in the market.  Whether you are a bank candidate seeking a new opportunity or a bank president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.

The Position

Our client is seeking to fill a Sr. Compliance Officer role in the Nashville, TN market. The position is responsible for taking a lead role in ensuring that the assigned Business Lines policies and procedures align with corporate compliance. Leads the execution and coordination of the compliance function at the Business Line level. Reviews and interprets new and pending laws and regulations, which potentially affects the business practices for the assigned group.

The opportunity has a generous salary, full benefits and is bonus eligible.

Compliance Officer responsibilities include:

  • Developing and recommending policies, procedures and programs to ensure compliance with existing regulations and best practices.
  • Implementing compliance program initiatives in the assigned business line(s).
  • Analyzing new and pending laws and regulations which directly affect the Business Lines practices; developing or revising appropriate policies, procedures, contracts and agreements to ensure compliance.
  • Working with the areas of the Business Lines affected by changing laws, regulations, or policies to ensure that appropriate changes are implemented.
  • Acting as compliance representative in projects involving new or changes to existing regulatory impacted materials
  • Assisting compliance manager on matters involving litigation, which may affect the Business Lines compliance with laws and regulations.
  • Liaise with Group and/or Division Compliance and Corporate Compliance
  • Monitoring major and critical compliance risks issues
  • Overseeing the implementation of training programs
  • Disseminating all Compliance information and requirements
  • Performing other duties as assigned.

Who Are You?

You’re someone who wants to influence your own development. You’re looking for an opportunity where you can pursue your interests and your passion. Where a job title is not considered the final definition of who you are, but merely the starting point for your future.

You also bring the following skills and experience:

  • Bachelor’s Degree in Business Administration or related field Required.
  • Five or more years’ experience in Compliance, Risk or Audit related role or related duties.
  • Two or more years of experience working in financial services (bank, broker/dealer, insurance).
  • Broad knowledge of consumer protection law and other areas of compliance.
  • Strong written and verbal communication skills.
  • Knowledge of banking products and services.
  • Effective project management and analytical skills.
  • Strong interpersonal and team building skills.
  • Ability to work independently.
  • Results oriented.
  • Highly-organized and able to manage many concurrent projects while meeting or exceeding deadline requirements.

The next step is yours.  Email us your current resume along with the position you are considering to:

resumes@symicorgroup.com

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