Candidate Profile #368401

October 21st, 2024

Texas – Houston Area – BSA/AML Compliance Officer

  • Years of Related Experience: 20
  • Minimum Salary: $100K 
  • Work Area:  Houston, Texas
  • Experience:
    • Review high-risk activity using BSA software (Informant) for potential AML issues.
    • Opened all new business accounts and performed all due diligence for provided documentation.
    • Update policies and procedures as required to stay compliant.
    • Conduct yearly training for board members.
    • Daily review of all high-risk transaction types for potential AML concerns.
    • Responsible for training all new hires in BSA.
    • Ensure that all new approvals follow guidelines.
    • Supply all relevant documentation requested by examiners.
    • Guarantee all employees complete the BSA training administered.
    • Responsible for 314A review and 314B request.
    • Review all accounts daily for possible OFAC list hits.
    • Completed all SARs when needed and CTRs on a daily basis.
    • Onboarded all new employees for lending.
    • Established thresholds to monitor high-risk wires/ACH to and from OFAC high-risk countries.
    • Responsible for reviewing enhanced due diligence on high-risk customers to ensure that activity and business are appropriately risk-rated with no possible 314(a) list and OFAC SDN List matches.
    • Validate completion of CIP/KYC documents during account opening to comply with guidelines. 
  • Education: Attended college
  • Reference #:  368401
  • Send Candidate’s Resume:  Click Here

 

 

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