Candidate Profile #142755

Alabama – Birmingham – BSA Compliance Officer

• Years of Related Experience: Eight
• Minimum Salary: $85K
• Work Area:  Birmingham, Alabama
• Experience:
  • Results-driven Certified Regulatory Compliance Manager (CRCM) with a law degree and a proven record of banking industry experience, knowledge, and achievements.
  • Strong finance background in SAR, CTRs, OFAC, EDD, and CDD.
  • Identified and corrected risk-related problems within the digital banking business unit by testing, monitoring, and resolving Bank Secrecy Act (BSA) issues and other problems.
  • Collaborated and partnered with the IT and compliance risk management departments to resolve BSA issues and researched determined new technology to minimize or eliminate future digital banking compliance concerns.
  • Served as narrator and voice for the new BSA training course for the digital banking business unit.
  • Assisted senior management in researching causes by preparing and drafting timely responses to loss events along with strategies for avoiding future loss events that occurred in the retail banking business unit.
  • Maximized efficiency by leveraging checklists, documentation, confluence, and Excel to track and manage risk and compliance-related investigations and solutions.
  • Created a new senior management report to track redress events (mistakes requiring the bank to reimburse customers) and provided insight to identify procedure improvements to eliminate these mistakes.
  • Performed QA testing of new initiatives and updated the risk metrics for compliance, strategic, operational, reputational, legal, and credit risk profiles.
  • Earned recognition from managers for collaboration, “going the extra mile” to help others, and success in drafting reports for senior management.
  • Certified Regulatory Compliance Manager (CRCM).
• Education: Juris Doctor Degree (JD)
• Reference #:  142755
• Send Candidate’s Resume:  Click Here