Candidate Profile #417994

California – San Francisco Area – Bank Compliance Director

• Years of Related Experience: 25+
• Minimum Salary: $130K 
• Work Area:  San Francisco, California Area
• Experience:
  • Managed the Institution’s Fair and Responsible Banking Risk Assessment Program.
  • Has strong fair lending and strong consumer lending skills.
  • Conducted risk assessment planning and strategy.
  • Developed annual risk assessment strategy and priorities by applying a risk-based approach to target for analysis the Institution’s high-risk products, services, business lines, and emerging risk areas.
  • Responsible for risk-assessment implementation.
  • Assessed fair and responsible banking risk exposure by performing annual risk assessments using various data-gathering methods, such as key personnel interviews, control monitoring reports, complaint analyses, issue management reporting, and audit/compliance reports.
  • Responsible for control enhancements.
  • Recommended control enhancements to appropriately address risks identified through the risk assessment process.
  • Responsible for board and senior management reporting.
  • Reported risk assessment results to the General Counsel, Board, Senior Management, and internal compliance committees.
  • Responsible for regulatory news and enforcement updates.
  • Provided weekly updates to Legal and Compliance partners covering regulatory and enforcement activities in the fair and responsible banking space. 
  • References are available.
  • Worked with OCC and FDIC.
• Education:  Juris Doctorate degree, Bachelor’s Degree in Business Administration.
• Reference #:  417994
• Send Candidate’s Resume:  Click Here