Candidate Profile #418155

Utah – Salt Lake City Area – Bank Compliance Manager

  • Years of Related Experience: 20
  • Minimum Salary: $110K 
  • Work Area:  Salt Lake City, Utah
  • Experience:
    • Certified Regulatory Compliance Manager (CRCM).
    • Experienced in BSA / AML, KYC, CDD Deposit Regulations, and Electronic Banking.
    • Knowledgeable in Retail Banking, Commercial Banking, Marketing, Loan Ops, Deposit Ops, IT, HR, Security, and Facilities.
    • Used highly developed analytical skills, particularly when researching and analyzing complex regulations and evaluating partner processes for potential impact in assessing process compliance.
    • Perform 20 regulatory compliance audits annually validating the Institution and its Fintech Partners’ adherence to internal and regulatory requirements.
    • Worked with federal regulators and internal and external auditors in completing audits and exams with speed accuracy and complete transparency.
    • Helped onboard Fintech Partners with compliance requirements smoothly and efficiently establishing a cohesive relationship that helped the Institution and the Partners address all issues within the regulatory scope.
    • Helped Fintech Partners prepare for audit findings by assisting departments in understanding the importance of adherence to financial regulatory requirements.
    • Monitor Fintech Partners compliance training, verifying that all Partner associates are completing required training within the allotted time frame.
    • Manage a team of 2 employees in compliance reviews.
    • Primary reviewer of all Fintech Partners policy and procedures for Partners departments ensuring that all documents are up to date and relevant for specific departments.
    • Provide feedback and direction to the Institution and Fintech Partners’ third-party vendors on proper adherence to the Institution’s regulatory requirements.
    • Coordinated and streamlined Fintech Partners policies and procedures to better suit the Institution and Partnerships’ regulatory requirements.
    • References are available.
  • Education:  Bachelor’s Degree
  • Reference #:  418155
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