Candidate Profile #120425

Illinois – Chicago Area – Chief Compliance Officer

• Years of Related Experience: 13
• Minimum Salary: $150K
• Work Area:  Chicago, Illinois
• Experience:
  • Strong background in the financial industry, focusing on compliance program development, UDAAP, BSA/AML regulations, and risk mitigation.
  • Expert on compliance-related matters, including advising management on compliance-related risks and controls.
  • Remain current on regulation matters and guidance issued by FDIC and other financial industry regulatory authorities.
  • Responsible for managing all aspects of compliance program review, including internal review, external compliance audits, and FDIC examinations.
  • Reviewing and approving all marketing material before publishing.
  • Administering and maintaining the Bank’s compliance program in line with federal regulations.
  • Develop and supervise implementation and adherence to written policies and procedures.
  • Communicate via written and oral presentations to the CEO, executives, and the board of directors.
  • Enhanced the Bank’s risk assessment to further develop identified risks and their mitigating controls, while also identifying the proper audit validation.
  • Reviewed recommendations from FDIC exam exit meetings.
  • Promptly updated and expanded internal Bank policies and procedures to comply more thoroughly and accurately with FDIC guidelines.
  • Knowledgeable in Bank Secrecy Act, SAR Reporting, and OFAC.
  • Proficient in Fiserv OSI, Microsoft Office Products, and FinCEN e-filing.
  • Certificate in Lending Compliance, CAMS, CRCM.
• Education:  Bachelor’s Degree
• Reference #:  120425
• Send Candidate’s Resume:  Click Here