Candidate Profile #418826

Louisiana – Baton Rouge – Bank Compliance Officer

• Years of Related Experience: 25
• Minimum Salary: $77K
• Work Area:  Baton Rouge, Louisiana
• Experience:
  • Expertise in BSA, AML, KYC, HMDA, CRA, fair lending, Sarbanes Oxley, deposit regulations, and electronic banking.
  • 25 years of management experience managing up to 10 FTE with expertise in bank operations, retail operations, compliance, and all lines of business.
  • Review new deposit and lending accounts for accuracy and legal compliance.
  • Collaborate with attorneys to ensure all legal documents are reviewed and approved.
  • Provide front-line and back-office support for staff in compliance-related inquiries.
  • Conduct training sessions to ensure a thorough understanding of regulatory requirements.
  • Develop and implement policies and procedures aligned with regulatory standards, ensuring operational processes conform to updated legal guidelines.
  • Liaised with external regulators and auditors to identify gaps, maintained tracking logs of findings, and oversaw the mitigation of audit results to ensure compliance.
  • Communicate legal and regulatory updates to management and the board, ensuring operational decisions reflect current issues and compliance changes.
  • Manage daily risk and compliance activities across all business lines, responding to and tracking member complaints to identify trends and implement necessary policy changes.
  • Proficient in MS Word, Excel, and PowerPoint.
  • Notary Public (Commissioned Statewide).
  • Certified in NCCO and NCBSO.
  • References are available.
• Reference #:  418826
• Send Candidate’s Resume:  Click Here