Candidate Profile #368525

November 20th, 2024

Kentucky – Louisville Area – Commercial Loan Processor (CRE/C&I/SBA)

  • Years of Related Experience: 15
  • Minimum Salary: $65K
  • Work Area:  Louisville, Kentucky
  • Experience:
    • Experience with CRE, C&I, SBA 7a, SBA 504, and SBA Express Loans.
    • Commercial Loan Processor with loans to $7MM.
    • Schedule loan closings and coordinate document delivery with loan officers and attorneys.  
    • Assign loan files to team members and monitor workflow.  
    • Quality review of commercial loan documents for new loans and extensions/modifications.  
    • Monitor and review disbursed loan funds and fees paid at closing to various accounts using loan system and paper tickets.  
    • Approve checks and wires to be sent to pay invoices.  
    • Design PDF worksheets and training tools.  
    • Reconcile general ledger accounts.  
    • Train new associates.  
    • Maintain training logs and monitor for additional training opportunities.  
    • Provide feedback and additional support as needed.  
    • Prepare and maintain all training material, department procedures, and quick reference guides.
    • Test upcoming changes and updates to the document system.  
    • Provide backup support for the department manager.
    • References are available upon request.
  • Reference #:  368525
  • Send Candidate’s Resume:  Click Here

 

Candidate Profile #163609

November 18th, 2024

California – Los Angeles Area – BSA/AML Compliance Officer

  • Years of Related Experience: 19
  • Minimum Salary: $115K
  • Work Area:  Los Angeles, California Area
  • Experience:
    • Experience in EDD review of high-risk customers, anti-money laundering (AML) investigations, preparation and filing of suspicious activity reports (SAR), and MSB site visitation for analysis and evaluation of BSA / AML compliance programs.
    • Complete in-depth review of customers’ account transactions prompted by AML alerts or any suspicious activity generated by bank systems or, as referred by the bank’s account monitoring team.
    • Investigate cases that originated from law enforcement requests, government subpoenas, and escalations from other bank department units.
    • Conduct research on bank systems, databases, and the internet and properly document the results to support the resolution of investigations.
    • Determine SAR/NO SAR action as a result of the investigation.
    • Write a Suspicious Activity Report (SAR) recommending relationship retention or termination and track account closures as required.
    • Guide Junior BSA / AML Investigators in conducting investigations, writing and preparing Suspicious Activity Reports (SARs).
    • Contribute, support, and lead efforts to achieve department and business unit goals, including recommendations for changes in policy and procedures resulting from reviewing findings and leadership-level meetings.
    • Assist management with additional duties, special projects, time-driven deliverables, and customer escalations.
    • Proficient in Hogan, ACTIMIZE, CLEAR by Thompson Reuters, TransparINT, Banker’s Toolbox (BAM), Synergy, Jack Henry, Microsoft Applications: Word, Excel, Powerpoint, and Outlook Express.
    • Certified Anti-Money Laundering Specialist (CAMS).
  • Education: Bachelor’s Degree in Information Systems.
  • Reference #:  163609
  • Send Candidate’s Resume:  Click Here

 

Candidate Profile #367782

November 14th, 2024

Maine – BSA/AML Compliance Analyst (CAMS)

  • Years of Related Experience: Seven
  • Minimum Salary: $60K
  • Work Area:  Maine
  • Experience:
    • Assists the BSA/AML Officer and Assistant BSA/AML Officer with Verafin’s AML and wire alert process.
    • Monitors account activity for structuring and money laundering activities, recommends creating cases for further investigation, and when appropriate recommends the filing of Suspicious Activity Reports (SAR).
    • Ensures alerts are cleared and acknowledged in a timely manner.
    • Verifies that the required documentation has been collected and accurately completed and the required licenses are current.
    • Conducts Enhanced Due Diligence reviews for new and existing Non-Resident Alien customers.
    • Review accounts for patterns of suspicious activity and document findings in accordance with regulatory requirements.
    • As needed, review Customer Profile Worksheets for new business accounts to ensure forms are accurately completed at the time of onboarding.
    • Monitors assigned cases in Verafin and ensure investigations are conducted in a timely manner.
    • Assists the BSA/AML Officer and Assistant BSA/AML Officer with the ongoing monitoring of the Institution’s compliance with the Office of Foreign Assets Control (OFAC).
    • Perform OFAC checks on incoming and outgoing wire transfers utilizing third-party software (WITS) and perform OFAC checks on IAT transactions utilizing another third-party software (OFAC WatchDOG Pro).
  • Other Attributes:  Certified Anti Money Laundering Specialist (CAMS).
  • Education: Bachelor’s degree in Business Management.
  • Reference #:  376782
  • Send Candidate’s Resume:  Click Here

 

Candidate Profile #418408

November 14th, 2024

Tennessee – Chief Risk Officer

  • Years of Related Experience: 20
  • Minimum Salary: $190K
  • Work Area:  Tennessee
  • Experience:
    • Develop and execute strategic plans for enterprise risk management in support of the overall strategic plan and business plan of the Institution for a $2B bank.
    • Oversight includes Third-Party Risk Management, Compliance Management, Corporate Insurance, Legal, Fraud, deposit operations, loan operations, physical security, and Collections.
    • Chair the Institution’s Executive and Management Risk Committee and serve on the Board of Directors Enterprise Risk Committee.
    • Heads up risk for the bank and reports to the Executive Committee
    • Strong working relationship with various regulators
    • Manage all aspects of regulatory and safety and soundness exams.
    • Developed good working relationships with federal and state examiners.
  • Leadership Experience:  Manages 22 employees representing various areas of bank risk.
  • Other Attributes:  Holds multiple risk management certifications spanning over a decade.
  • Education: Bachelor’s degree 
  • Reference #:  418408
  • Send Candidate’s Resume:  Click Here

 

Candidate Profile #418378

November 14th, 2024

California – Orange County Area – Treasury Management Officer

  • Years of Related Experience: 17
  • Minimum Salary: $95K
  • Work Area:  Orange County, California
  • Experience:
    • Responsible for all TM sales, service, and support.
    • Write or review bank policies and procedures for Treasury Management.
    • Produced fee income of $120K and $120K in the last 2 years.
    • Manage a high-performing team with diverse backgrounds and skill sets.
    • Perform Treasury Management product and services training presentations for all internal employees, clients, and prospective clients.
    • Assist in developing and implementing new and enhanced Treasury Management products and services.
    • Establish relationships with vendors to ensure competitive pricing.
    • Identify areas of improvement within existing systems or procedures to improve workflow processes.
    • Review policies and procedures to meet the bank’s objectives, needs, and regulatory requirements.
    • Support annual audits by preparing requested documents and reports accurately and timely.
    • Perform annual review of all Treasury Management services.
    • Work closely with relationship bankers to identify new product and service opportunities to add fee income and deepen customer relationships.
    • Perform daily reviews, monitoring, and analysis of various reports, logs, and transaction data, track trends, and report unusual or suspicious activity.
    • Review and analyze client statements to prepare client pro forma and proposals for relationship bankers.
  • Leadership Experience:  Managed six FTEs, up to nine, and started the Treasury Department for the bank.
  • Other Attributes:  Proficient in all Microsoft Applications, bilingual in Spanish.
  • Education: Associate’s Degree in Finance.
  • Reference #:  418378
  • Send Candidate’s Resume:  Click Here

 

Candidate Profile #418390

November 12th, 2024

Texas – Dallas Area – Treasury Management Officer

  • Years of Related Experience: 17
  • Minimum Salary: $115K
  • Work Area:  Dallas, Texas
  • Experience:
    • Maintained portfolios of over 200 clients, including VIP clients, with operating revenues in the ranges of $50M to $2B in yearly sales.
    • Managed a portfolio of over 500 clients that drove over $300MM in sales revenue.
    • Excellent track record of maintaining and growing treasury management pipelines to meet and exceed department sales goals
    • Extensive experience in solutions and processes to mitigate fraud risk with a proven track record of implementing controls to ensure compliance and have fraud controls in place.
    • Managed departmental processes and 15 FTE employees, including developing strategic product roadmaps that included close collaboration with internal and external clients, sales teams, and product solutions teams.
    • Assisted and supported Treasury Management Officers in establishing, building, and enhancing complex professional banking relationships.
  • Education: Master’s Degree in Business Management and Administration.
  • Reference #:  418390
  • Send Candidate’s Resume:  Click Here

 

Candidate Profile #368260

November 12th, 2024

Texas – Houston Area – Commercial Loan Portfolio Manager

  • Years of Related Experience: 20+
  • Minimum Salary: $95K
  • Work Area:  Houston, Texas
  • Experience:
    • Manage a commercial loan portfolio of $100 million.
    • Portfolio mix of 70% C&I and 30% CRE.
    • Supports 4 CRMs.
    • Monitoring loan covenants and ticklers and updating accordingly.
    • Underwrite and originate new credits from existing and new clients, including loan renewals, modifications, and annual reviews.
    • Working closely with four Relationship Managers.
    • Financial analysis, preparing spreads, and reviewing financial conditions, financial statements, income sources, and collateral documents of individuals, corporations, partnerships, and sole proprietorships.
    • Conduct field asset examinations and site inspections of current and existing borrower’s collateral and financial reports.
    • Prepare and present loan credit presentation write-ups for management and loan committee approvals.
  • Other Attributes:  Working knowledge of Abrigo/SageWorks, nCino, and Cash for spreading financials.
  • Education: Bachelor’s Degree in Business Administration in Finance.
  • Reference #:  417266
  • Send Candidate’s Resume:  Click Here

 

Candidate Profile #368260

November 12th, 2024

New Mexico – Eddy County Area – Bank Compliance Director

  • Years of Related Experience: 20
  • Minimum Salary: $110K (flexible)
  • Work Area:  Eddy County, New Mexico
  • Experience:
    • Establishes, enforces, and maintains a robust, comprehensive system of controls to ensure compliance with all regulatory and consumer protection requirements.
    • Strong Fair Lending, HUD, HMDA, and CRA compliance background
    • Ensures fulfillment of all FFIEC BSA/AML program requirements and develops and maintains a robust BSA/AML risk assessment.
    • Supervises up to three employees in the Compliance department.
    • Oversees staff training, developing and implementing loan and new account file reviews, program evaluations, and addressing consumer complaints.
    • Manages OFAC sanctions requirements, large cash transactions, and potential suspicious activity reporting to FinCEN.
    • Oversees the CDD program.
    • Member of the conversion team implementing a core migration from FIS Bankway to CSI NuPoint.
    • Managed the conversion to Verafin, and assisted with preparing new disclosures.
    • Maintains relationships with the FDIC, OCC, and state regulators.
    • Develops, tracks, and maintains a robust bank-wide training curriculum to enhance regulatory and consumer compliance requirements knowledge.
    • Completed a study program in Compliance.
  • Other Attributes:  Certified Regulatory Compliance Manager (CRCM), Certified BSA/AML Professional (CBAP).
  • Reference #:  368260
  • Send Candidate’s Resume:  Click Here

 

Candidate Profile #418364

November 12th, 2024

California – Santa Rosa Area – Commercial Loan Workout Officer

  • Years of Related Experience: 14
  • Minimum Salary: $125K
  • Work Area:  Santa Rosa, California
  • Experience:
    • Experience in loan workout an many types of CRE, C&I, and Mortgage loans.
    • Knowledgeable in OCC, FDIC, and State regulations
    • Has an average deal size of $1.5MM.
    • The largest loan closed was $8.5MM.
    • Manages a loan portfolio of $130MM.
    • Supervise two collectors.
    • Processing and preparing loan documentation for various loan products, ensuring compliance with regulatory standards.
    • Collaborate with loan officers and clients to gather necessary information and clarify documentation requirements.
    • Review and verify the accuracy and completeness of loan documents to facilitate timely closings.
    • Fund loans by coordinating with internal departments and ensuring timely disbursement of funds to borrowers.
    • Reconcile general ledger accounts related to wire transfers, ensuring accuracy and resolving any discrepancies promptly.
    • Maintain detailed records and prepare documentation for internal audits, ensuring adherence to compliance regulations.
    • Identify and resolve any discrepancies or issues with loan files promptly to minimize delays.
    • References available.
  • Other Attributes:  Bilingual in Farsi.
  • Education:  Holds a Bachelor’s degree and a Master’s degree.
  • Reference #:  418364
  • Send Candidate’s Resume:  Click Here

 

Candidate Profile #418370

November 12th, 2024

Texas – Dallas Area – Commercial Portfolio Manager

  • Years of Related Experience: 11
  • Minimum Salary: $130K
  • Work Area:  Dallas, Texas Area
  • Experience:
    • Expert in CRE, CRE, C&I, SBA, AG, and Special Assets with an average commercial loan deal size closed at $1MM-$3MM and up to $100MM.
    • Spreads financial statements and creates loan presentations.
    • Manages a loan portfolio of 160MM.
    • Experience as a senior credit analyst and portfolio manager.
    • Led the market-level credit risk assessment and structuring for over $90MM in credit originations.
    • Developed the bank-standard cash flow model for distribution to troubled borrowers.
    • Maintained zero error rate in loan documentation across hundreds of transactions, ensuring maximum credit risk mitigation and preservation of depositor and shareholder capital.
    • Implemented a new portfolio risk assessment procedures, reducing the time-to-money on all requests by an average of 30%.
    • References are available.
  • Education: Bachelor’s Degree in Business Administration in Finance and a Master’s degree in Business Administration
  • Reference #:  418370
  • Send Candidate’s Resume:  Click Here