November 20th, 2024
Kentucky – Louisville Area – Commercial Loan Processor (CRE/C&I/SBA)
- Years of Related Experience: 15
- Minimum Salary: $65K
- Work Area: Louisville, Kentucky
- Experience:
- Experience with CRE, C&I, SBA 7a, SBA 504, and SBA Express Loans.
- Commercial Loan Processor with loans to $7MM.
- Schedule loan closings and coordinate document delivery with loan officers and attorneys.
- Assign loan files to team members and monitor workflow.
- Quality review of commercial loan documents for new loans and extensions/modifications.
- Monitor and review disbursed loan funds and fees paid at closing to various accounts using loan system and paper tickets.
- Approve checks and wires to be sent to pay invoices.
- Design PDF worksheets and training tools.
- Reconcile general ledger accounts.
- Train new associates.
- Maintain training logs and monitor for additional training opportunities.
- Provide feedback and additional support as needed.
- Prepare and maintain all training material, department procedures, and quick reference guides.
- Test upcoming changes and updates to the document system.
- Provide backup support for the department manager.
- References are available upon request.
- Reference #: 368525
- Send Candidate’s Resume: Click Here
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November 18th, 2024
California – Los Angeles Area – BSA/AML Compliance Officer
- Years of Related Experience: 19
- Minimum Salary: $115K
- Work Area: Los Angeles, California Area
- Experience:
- Experience in EDD review of high-risk customers, anti-money laundering (AML) investigations, preparation and filing of suspicious activity reports (SAR), and MSB site visitation for analysis and evaluation of BSA / AML compliance programs.
- Complete in-depth review of customers’ account transactions prompted by AML alerts or any suspicious activity generated by bank systems or, as referred by the bank’s account monitoring team.
- Investigate cases that originated from law enforcement requests, government subpoenas, and escalations from other bank department units.
- Conduct research on bank systems, databases, and the internet and properly document the results to support the resolution of investigations.
- Determine SAR/NO SAR action as a result of the investigation.
- Write a Suspicious Activity Report (SAR) recommending relationship retention or termination and track account closures as required.
- Guide Junior BSA / AML Investigators in conducting investigations, writing and preparing Suspicious Activity Reports (SARs).
- Contribute, support, and lead efforts to achieve department and business unit goals, including recommendations for changes in policy and procedures resulting from reviewing findings and leadership-level meetings.
- Assist management with additional duties, special projects, time-driven deliverables, and customer escalations.
- Proficient in Hogan, ACTIMIZE, CLEAR by Thompson Reuters, TransparINT, Banker’s Toolbox (BAM), Synergy, Jack Henry, Microsoft Applications: Word, Excel, Powerpoint, and Outlook Express.
- Certified Anti-Money Laundering Specialist (CAMS).
- Education: Bachelor’s Degree in Information Systems.
- Reference #: 163609
- Send Candidate’s Resume: Click Here
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November 14th, 2024
Maine – BSA/AML Compliance Analyst (CAMS)
- Years of Related Experience: Seven
- Minimum Salary: $60K
- Work Area: Maine
- Experience:
- Assists the BSA/AML Officer and Assistant BSA/AML Officer with Verafin’s AML and wire alert process.
- Monitors account activity for structuring and money laundering activities, recommends creating cases for further investigation, and when appropriate recommends the filing of Suspicious Activity Reports (SAR).
- Ensures alerts are cleared and acknowledged in a timely manner.
- Verifies that the required documentation has been collected and accurately completed and the required licenses are current.
- Conducts Enhanced Due Diligence reviews for new and existing Non-Resident Alien customers.
- Review accounts for patterns of suspicious activity and document findings in accordance with regulatory requirements.
- As needed, review Customer Profile Worksheets for new business accounts to ensure forms are accurately completed at the time of onboarding.
- Monitors assigned cases in Verafin and ensure investigations are conducted in a timely manner.
- Assists the BSA/AML Officer and Assistant BSA/AML Officer with the ongoing monitoring of the Institution’s compliance with the Office of Foreign Assets Control (OFAC).
- Perform OFAC checks on incoming and outgoing wire transfers utilizing third-party software (WITS) and perform OFAC checks on IAT transactions utilizing another third-party software (OFAC WatchDOG Pro).
- Other Attributes: Certified Anti Money Laundering Specialist (CAMS).
- Education: Bachelor’s degree in Business Management.
- Reference #: 376782
- Send Candidate’s Resume: Click Here
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November 14th, 2024
Tennessee – Chief Risk Officer
- Years of Related Experience: 20
- Minimum Salary: $190K
- Work Area: Tennessee
- Experience:
- Develop and execute strategic plans for enterprise risk management in support of the overall strategic plan and business plan of the Institution for a $2B bank.
- Oversight includes Third-Party Risk Management, Compliance Management, Corporate Insurance, Legal, Fraud, deposit operations, loan operations, physical security, and Collections.
- Chair the Institution’s Executive and Management Risk Committee and serve on the Board of Directors Enterprise Risk Committee.
- Heads up risk for the bank and reports to the Executive Committee
- Strong working relationship with various regulators
- Manage all aspects of regulatory and safety and soundness exams.
- Developed good working relationships with federal and state examiners.
- Leadership Experience: Manages 22 employees representing various areas of bank risk.
- Other Attributes: Holds multiple risk management certifications spanning over a decade.
- Education: Bachelor’s degree
- Reference #: 418408
- Send Candidate’s Resume: Click Here
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November 14th, 2024
California – Orange County Area – Treasury Management Officer
- Years of Related Experience: 17
- Minimum Salary: $95K
- Work Area: Orange County, California
- Experience:
- Responsible for all TM sales, service, and support.
- Write or review bank policies and procedures for Treasury Management.
- Produced fee income of $120K and $120K in the last 2 years.
- Manage a high-performing team with diverse backgrounds and skill sets.
- Perform Treasury Management product and services training presentations for all internal employees, clients, and prospective clients.
- Assist in developing and implementing new and enhanced Treasury Management products and services.
- Establish relationships with vendors to ensure competitive pricing.
- Identify areas of improvement within existing systems or procedures to improve workflow processes.
- Review policies and procedures to meet the bank’s objectives, needs, and regulatory requirements.
- Support annual audits by preparing requested documents and reports accurately and timely.
- Perform annual review of all Treasury Management services.
- Work closely with relationship bankers to identify new product and service opportunities to add fee income and deepen customer relationships.
- Perform daily reviews, monitoring, and analysis of various reports, logs, and transaction data, track trends, and report unusual or suspicious activity.
- Review and analyze client statements to prepare client pro forma and proposals for relationship bankers.
- Leadership Experience: Managed six FTEs, up to nine, and started the Treasury Department for the bank.
- Other Attributes: Proficient in all Microsoft Applications, bilingual in Spanish.
- Education: Associate’s Degree in Finance.
- Reference #: 418378
- Send Candidate’s Resume: Click Here
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November 12th, 2024
Texas – Dallas Area – Treasury Management Officer
- Years of Related Experience: 17
- Minimum Salary: $115K
- Work Area: Dallas, Texas
- Experience:
- Maintained portfolios of over 200 clients, including VIP clients, with operating revenues in the ranges of $50M to $2B in yearly sales.
- Managed a portfolio of over 500 clients that drove over $300MM in sales revenue.
- Excellent track record of maintaining and growing treasury management pipelines to meet and exceed department sales goals
- Extensive experience in solutions and processes to mitigate fraud risk with a proven track record of implementing controls to ensure compliance and have fraud controls in place.
- Managed departmental processes and 15 FTE employees, including developing strategic product roadmaps that included close collaboration with internal and external clients, sales teams, and product solutions teams.
- Assisted and supported Treasury Management Officers in establishing, building, and enhancing complex professional banking relationships.
- Education: Master’s Degree in Business Management and Administration.
- Reference #: 418390
- Send Candidate’s Resume: Click Here
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November 12th, 2024
Texas – Houston Area – Commercial Loan Portfolio Manager
- Years of Related Experience: 20+
- Minimum Salary: $95K
- Work Area: Houston, Texas
- Experience:
- Manage a commercial loan portfolio of $100 million.
- Portfolio mix of 70% C&I and 30% CRE.
- Supports 4 CRMs.
- Monitoring loan covenants and ticklers and updating accordingly.
- Underwrite and originate new credits from existing and new clients, including loan renewals, modifications, and annual reviews.
- Working closely with four Relationship Managers.
- Financial analysis, preparing spreads, and reviewing financial conditions, financial statements, income sources, and collateral documents of individuals, corporations, partnerships, and sole proprietorships.
- Conduct field asset examinations and site inspections of current and existing borrower’s collateral and financial reports.
- Prepare and present loan credit presentation write-ups for management and loan committee approvals.
- Other Attributes: Working knowledge of Abrigo/SageWorks, nCino, and Cash for spreading financials.
- Education: Bachelor’s Degree in Business Administration in Finance.
- Reference #: 417266
- Send Candidate’s Resume: Click Here
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November 12th, 2024
New Mexico – Eddy County Area – Bank Compliance Director
- Years of Related Experience: 20
- Minimum Salary: $110K (flexible)
- Work Area: Eddy County, New Mexico
- Experience:
- Establishes, enforces, and maintains a robust, comprehensive system of controls to ensure compliance with all regulatory and consumer protection requirements.
- Strong Fair Lending, HUD, HMDA, and CRA compliance background
- Ensures fulfillment of all FFIEC BSA/AML program requirements and develops and maintains a robust BSA/AML risk assessment.
- Supervises up to three employees in the Compliance department.
- Oversees staff training, developing and implementing loan and new account file reviews, program evaluations, and addressing consumer complaints.
- Manages OFAC sanctions requirements, large cash transactions, and potential suspicious activity reporting to FinCEN.
- Oversees the CDD program.
- Member of the conversion team implementing a core migration from FIS Bankway to CSI NuPoint.
- Managed the conversion to Verafin, and assisted with preparing new disclosures.
- Maintains relationships with the FDIC, OCC, and state regulators.
- Develops, tracks, and maintains a robust bank-wide training curriculum to enhance regulatory and consumer compliance requirements knowledge.
- Completed a study program in Compliance.
- Other Attributes: Certified Regulatory Compliance Manager (CRCM), Certified BSA/AML Professional (CBAP).
- Reference #: 368260
- Send Candidate’s Resume: Click Here
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November 12th, 2024
California – Santa Rosa Area – Commercial Loan Workout Officer
- Years of Related Experience: 14
- Minimum Salary: $125K
- Work Area: Santa Rosa, California
- Experience:
- Experience in loan workout an many types of CRE, C&I, and Mortgage loans.
- Knowledgeable in OCC, FDIC, and State regulations
- Has an average deal size of $1.5MM.
- The largest loan closed was $8.5MM.
- Manages a loan portfolio of $130MM.
- Supervise two collectors.
- Processing and preparing loan documentation for various loan products, ensuring compliance with regulatory standards.
- Collaborate with loan officers and clients to gather necessary information and clarify documentation requirements.
- Review and verify the accuracy and completeness of loan documents to facilitate timely closings.
- Fund loans by coordinating with internal departments and ensuring timely disbursement of funds to borrowers.
- Reconcile general ledger accounts related to wire transfers, ensuring accuracy and resolving any discrepancies promptly.
- Maintain detailed records and prepare documentation for internal audits, ensuring adherence to compliance regulations.
- Identify and resolve any discrepancies or issues with loan files promptly to minimize delays.
- References available.
- Other Attributes: Bilingual in Farsi.
- Education: Holds a Bachelor’s degree and a Master’s degree.
- Reference #: 418364
- Send Candidate’s Resume: Click Here
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November 12th, 2024
Texas – Dallas Area – Commercial Portfolio Manager
- Years of Related Experience: 11
- Minimum Salary: $130K
- Work Area: Dallas, Texas Area
- Experience:
- Expert in CRE, CRE, C&I, SBA, AG, and Special Assets with an average commercial loan deal size closed at $1MM-$3MM and up to $100MM.
- Spreads financial statements and creates loan presentations.
- Manages a loan portfolio of 160MM.
- Experience as a senior credit analyst and portfolio manager.
- Led the market-level credit risk assessment and structuring for over $90MM in credit originations.
- Developed the bank-standard cash flow model for distribution to troubled borrowers.
- Maintained zero error rate in loan documentation across hundreds of transactions, ensuring maximum credit risk mitigation and preservation of depositor and shareholder capital.
- Implemented a new portfolio risk assessment procedures, reducing the time-to-money on all requests by an average of 30%.
- References are available.
- Education: Bachelor’s Degree in Business Administration in Finance and a Master’s degree in Business Administration
- Reference #: 418370
- Send Candidate’s Resume: Click Here
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