Risk and Compliance Manager – Up to $135K – San Francisco, CA – Job # 1857

Who We Are

The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!

We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.

The Position

Our client is seeking to fill a Risk and Compliance Manager in the San Francisco, CA market. The position is responsible for developing, implementing and maintaining a formal regulatory compliance program and overseeing the Internal audit, operational risk and Bank Secrecy Act (BSA) functions.

The opportunity has a generous salary of up to $135K, full benefits and is bonus eligible.

Risk and Compliance Manager responsibilities include:

  • Implementing company-wide regulatory compliance initiatives, managing Bank compliance policies and procedures, as well as managing certain areas of compliance as pertaining to BSA/Anti-Money Laundering (AML), privacy, and regulations affecting deposit and lending products.
  • Assisting in the development and implementation of compliance training for all Bank staff and ensuring that the Bank has appropriately considered all matters relating to its compliance management programs.
  • Directing the Bank’s BSA/OFAC/AML compliance efforts ensuring that alerts are worked in accordance with regulations.
  • Managing the Bank’s relationship with regulatory agencies including managing exams, remediation of regulatory findings, and communication with regulators.
  • Reviewing disclosures, advertising, and marketing materials for compliance.
  • Developing a risk-based schedule of quality assurance reviews (audits to ensure that actual practices are in keeping with Bank policies and procedures) and ensures that the reviews are completed in a timely manner.
  • Overseeing loss prevention activities such as wire, check and inactive account fraud and return items.
  • Reviewing banking laws and regulations for business impact and completing risk assessments. Developing recommendations and coordinating with appropriate counsel.
  • Developing and maintaining a current library of compliance resources and provide informational assistance as requested.

Who are you?

You’re someone who wants to influence your own development. You’re looking for an opportunity where you can pursue your interests and your passion. Where a job title is not considered the final definition of who you are, but merely the starting point for your future.

You also bring the following skills and experience:

  • Bachelor’s degree required; advanced degree preferred/JD highly desirable.
  • Six or more years of progressive experience in banking compliance or regulatory roles.
  • Certified Compliance Officer and/or Certified Anti-Money Laundering Specialist preferred.
  • Familiarity with compliance monitoring and testing systems.
  • Strong attention to detail.
  • Time management skills.
  • Ability to work under deadlines.
  • Excellent leadership skills demonstrated by ownership of issues through their resolution while providing sound guidance to others.
  • Strong communication and interpersonal skills.
  • Must be experienced in making presentations.

The next step is yours.  Email us your current resume along with the position you are considering to: