Regulatory Compliance Testing Manager – To $110K – Dayton, OH – Job # 2170
Who We Are
The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!
We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.
The Position
Our bank client is seeking to fill a Regulatory Compliance Testing Manager role in the Dayton, OH market. The successful candidate will provide reporting and actively engage business line leadership to communicate the results of testing and any instances of non‐compliance along with guidance toward corrective action of the root cause(s) of the identified issue.
The position includes a generous salary of up to $110K and an excellent benefits package.
Regulatory Compliance Testing Manager responsibilities include:
- Leading Compliance Testing reviews of the various business line compliance‐related processes to ensure compliance with state and federal laws, rules, and regulations.
- Managing a testing team and oversee compliance testing, ensuring all testing and review activities are conducted in a timely and accurate manner and that issues are appropriately escalated.
- Developing and coordinating compliance testing of various business line compliance‐related functions to ensure the organization remains in compliance with applicable laws, regulations, rules, and statutory requirements.
- Performing reviews of various processes, identifying regulatory compliance risk, and testing controls to ensure they adequately mitigate the risk.
- Conducting research as needed to support regulatory findings/controls.
- Documenting testing performed by establishing and maintaining comprehensive work papers and report the results of testing, ensuring such reports clearly describe the testing scope, findings, including violations and weaknesses, recommendations for corrective action, procedural or process observations, and include management responses.
- Participating in the oversight of regulatory compliance audits and/or examinations.
- Explaining and discussing regulatory findings with Compliance Managers and business line partners.
- Obtaining agreement with business line partners regarding issue complexity and issue resolution prior to issuing the report.
- Ensuring actions were effective in remedying the risk to an acceptable level.
- Providing coaching to analysts when performing reviews, including assistance with testing, exception determination, and addressing any questions from Compliance Managers, as needed.
Who Are You?
You’re someone who wants to influence your own development. You’re looking for an opportunity where you can pursue your interests and your passion. Where a job title is not considered the final definition of who you are, but merely the starting point for your future.
You also bring the following skills and experience:
- Bachelor’s degree in a business discipline.
- Eight or more years’ experience in a depository financial institution with at least six years’ experience in a compliance role.
- CRCM certification or equivalent preferred.
- Previous experience leading a team or previous management experience preferred.
- Ability to think intuitively and strategically so that the department is enabled to anticipate, plan, and effectively execute to mitigate compliance risk.
- Highly developed managerial, communications, analytical, organizational, and strategic planning skills.
- Must be able to evaluate and solve problems from multiple perspectives.
The next step is yours. Email us your current resume along with the position you are considering to:
resumes@symicorgroup.com
